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Paul White Paul White

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IFC考題套裝 &最新IFC試題

對於 CISI的IFC考試認證每個考生都很迷茫。每個人都有自己不用的想法，不過總結的都是考試困難之類的，CISI的IFC考試是比較難的一次考試認證，我相信大家都是耳目有染的，不過只要大家相信VCESoft，這一切將不是問題，VCESoft CISI的IFC考試培訓資料是每個考生的必備品，它是我們VCESoft為考生們量身訂做的，有了它絕對100%通過考試認證，如果你不相信，你進我們網站看一看你就知道，看了嚇一跳，每天購買率是最高的，你也別錯過，趕緊加入購物車吧。

一般的CISI認證考試是IFC專家利用專業經驗研究出來的考試題和答案。而VCESoft正好有這些行業專家為你提供這些考試練習題和答案來幫你順利通過考試。我們的VCESoft提供的考試練習題和答案有100%的準確率。購買了VCESoft的產品你就可以很容易地獲得CISI的認證證書，這樣你在CISI行業中又有了個非常大的提升。

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最新IFC試題 & IFC資料

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最新的 Investment Funds in Canada IFC 免費考試真題 (Q142-Q147):

問題 #142
Barend is a Dealing Representative with Planvest Group Inc., a mutual fund dealer and member of the Mutual Fund Dealers Association of Canada (MFDA). Which of the following CORRECTLY describes Barend's obligation for conflicts of interest?

A. Barend must identify material conflicts of interest and implement controls on behalf of the firm.
B. Barend must identify material conflicts of interest and promptly report the conflicts of interest to clients.
C. Barend must avoid material conflicts of interest that cannot be addressed in the best interest of the client.
D. Barend must disclose material conflicts of interest that cannot be addressed in the best interest of the client.

答案：D

解題說明：
A conflict of interest is a situation where an individual or a firm has competing or incompatible interests that may affect their ability to act fairly, honestly, and in the best interest of their clients. A material conflict of interest is a conflict of interest that a reasonable person would expect to know about and that may influence the client's decision to enter into or maintain a business relationship with the individual or the firm. According to the MFDA rules, Barend has an obligation to identify and address material conflicts of interest in a manner that prioritizes the client's interest over his own or the firm's interest1. If a material conflict of interest cannot be addressed in the best interest of the client, Barend must disclose it to the client before opening an account, providing advice, or executing a transaction. The disclosure must be clear, meaningful, and timely, and it must explain the nature and extent of the conflict of interest and how it could affect the client's interests2. Barend must also obtain the client's written consent to proceed with the account opening, advice, or transaction despite the conflict of interest. Barend must avoid material conflicts of interest that are prohibited by law or that would result in a breach of his fiduciary duty to the client. Barend must also report any material conflicts of interest to his firm and comply with the firm's policies and procedures for managing conflicts of interest3. References:
* MFDA Rule 2.1.4 - Conflicts of Interest1
* MFDA Policy No. 2 - Minimum Standards for Account Supervision2
* MFDA Policy No. 9 - Disclosure of Conflicts of Interest (Outside Business Activities)3

問題 #143
What is the role of a custodian?

A. to construct and manage the portfolio of investments
B. to oversee the general administration of the mutual fund
C. to ensure safekeeping of all the securities in the portfolio
D. to calculate the daily net asset value per unit (NAVPU) of the mutual fund

答案：C

解題說明：
A custodian in mutual fund is a trust company, bank, or similar financial institution that is responsible for holding and safeguarding the securities owned within a mutual fund. The custodian also records and reports all transactions to the fund manager. The custodian does not oversee the general administration, construct and manage the portfolio, or calculate the NAVPU of the mutual fund. These are the roles of other entities such as the fund administrator, the fund manager, and the fund accountant.
References = Canadian Investment Funds Course (CIFC) - Module 2: Investment Products - Section 2.2:
Mutual Funds1 and web search results from search_web(query="role of a custodian in mutual funds")23
1: https://www.ifse.ca/wp-content/uploads/2021/08/CIFC-Module-2.pdf

問題 #144
Daisy is a Dealing Representative registered in the province of Saskatchewan only. Daisy's client, Orville, a resident of Lloydminster, Saskatchewan is a retiree who presently has a $1,000,000 with her dealer, Easy Ride Financial. Orville is now planning to move to Vegreville, Alberta next month. Easy Ride Financial is registered in Alberta and Saskatchewan. Neither Easy Ride Financial nor Daisy have any clients who are resident in Alberta.
Which of the following should Daisy do if she wants to continue to service Orville's account?

A. Daisy will need to forfeit her registration in Saskatchewan if she wants to be registered in Alberta to keep Orville as a client.
B. Request approval from the Mutual Fund Dealers Association of Canada to be eligible to be a registered Dealing Representative in Alberta
C. Register with a different mutual fund dealer that is registered in Alberta so she can keep Orville as a client.
D. Daisy could seek permission from her dealer to request a client mobility exemption with the Alberta Securities Commission.

答案：D

解題說明：
Daisy could seek permission from her dealer to request a client mobility exemption with the Alberta Securities Commission. This exemption allows a registered individual in one jurisdiction to service a client who moves to another jurisdiction, without having to register in the new jurisdiction, subject to certain conditions. Some of these conditions are that the individual must be registered with a dealer that is registered in both jurisdictions, the individual must not have more than five clients in the new jurisdiction, and the individual must notify the regulator in the new jurisdiction of the exemption. References: Client Mobility Exemption

問題 #145
Which statement about unused registered retirement savings plan (RRSP) contribution room is CORRECT?

A. It may not be carried forward.
B. It can be carried forward to future years.
C. It may not be more than the RRSP contribution limit for the year in which it is carried forward.
D. It can be carried forward a maximum of seven years.

答案：B

解題說明：
Unused RRSP contribution room is the amount of RRSP contributions that you did not deduct in previous years and are available to deduct in the current year. Unused RRSP contribution room can be carried forward to future years indefinitely, until you use it up or reach the age of 71. You can find your unused RRSP contribution room on your notice of assessment or by logging into your Canada Revenue Agency account.
References: What to do with unused RRSP, PRPP or SPP contributions

問題 #146
Janine will celebrate her 71st birthday this year. She currently has a lot of money in a personal registered retirement savings plan (RRSP) and knows there are rules about what she can do with those funds. Which of the following is TRUE?

A. She can purchase a registered term or life annuity.
B. She can take the entire amount in cash, with no tax consequences because her RRSP funds were tax- sheltered.
C. She can convert her RRSP to a registered retirement income fund (RRIF) this year or by December 31st of next year.
D. She can convert her RRSP to a locked-in retirement income fund (LRIF).

答案：C

解題說明：
A registered retirement savings plan (RRSP) is a retirement savings and investing vehicle for employees and the self-employed in Canada. Contributions to an RRSP are tax-deductible and grow tax-deferred until withdrawal. However, RRSPs have a maturity date of December 31st of the year in which the holder turns 71.
By then, the holder must convert the RRSP to a registered retirement income fund (RRIF), purchase an annuity, or withdraw the funds in cash (subject to tax). Therefore, B is the correct answer.
References: Registered Retirement Savings Plan (RRSP): Definition and Types, Registered Retirement Savings Plan (RRSP) - Canada.ca

問題 #147
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CISI IFC考題套裝但是，關於問題集的選擇及使用，很多考生了解的並不多，以至於自己無法真正發揮出做題的作用，所有的免費試用產品都是方便客戶很好體驗我們題庫的真實性，你會發現 CISI IFC 題庫資料是真實可靠的，快節奏的現代生活,人人都在奔跑前進,使用VCESoft 最新IFC試題的認證題庫參加最新IFC試題（最新IFC試題最新IFC試題 - Investment Funds in Canada (IFC) Exam）考試，會為您節省大量啃教材的時間和費用,機遇不會錯過,職場當然步步高升! VCESoft 最新IFC試題網站實行“無效即退還購買費用”承諾，所有購買VCESoft 最新IFC試題學習資料的客戶，均享有半年的免費更新期，以確保您能有足夠的時間來進行學習。

恒完全是不要擔心這些問題，而傲劍山莊為首之人卻不是莊主傲天風，而是風采俊逸的少莊主傲雲龍，但是，關於問題集的選擇及使用，很多考生了解的並不多，以至於自己無法真正發揮出做題的作用，所有的免費試用產品都是方便客戶很好體驗我們題庫的真實性，你會發現 CISI IFC 題庫資料是真實可靠的。

全面的IFC考題套裝，最新的考試題庫幫助妳輕松通過IFC考試

快節奏的現代生活,人人都在奔跑前進,使用VCESoft的認證題庫參加Investment Funds in Canada IFC（Investment Funds in CanadaInvestment Funds in Canada (IFC) Exam）考試，會為您節省大量啃教材的時間和費用,機遇不會錯過,職場當然步步高升! VCESoft網站實行“無效即退還購買費用”承諾。

所有購買VCESoft學習資料的客戶，均享有半年的免費更新期，以確保您能有足夠的時間來進行學習，如果在 IFC 考試過程中變題了，考生可以享受免費更新一年的 CISI IFC 考題服務，保障了考生的權利。

Paul White Paul White

Biography

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